The Fiduciary Standard

A source of much anguish for the brokerage community, new rules could require brokers to answer to the same fiduciary responsibility as advisers.

WSJ: Time to Quit Your Old 401(k)’s?

Rolling over 401(k)s from past employers requires careful analysis and proper education about your choices. While it can seem daunting, there may be benefits to making changes to your portfolios. Read and research carefully and consult a tax expert if necessary.

Who Is Looking At Your Paycheck?

Increased losses from consumer loans and recently enacted credit card legislation may provide an opportunity for many parties to begin looking at your income, with or without, your permission.